KANSAS INSURANCE DEPARTMENT

Proposed Revisions to K.A.R. 40-4-41f

 

 

            K.A.R. 40-4-41f. Utilization review organizations; review requirements. (a) Each utilization review organization shall use written, clinically substantiated criteria, as needed, for the purpose of determining or screening the appropriateness of the certification.

(1)               This The criteria shall be periodically evaluated and updated, and shall be made available to the attending health care provider or other ordering provider upon request.

(2)               Professionally accepted review criteria shall be used for concurrent reviews and shall be periodically evaluated and updated.

(3)               When If copyright laws prohibit the copying of criteria for health care providers, the utilization review organization shall identify the type of criteria being utilized so that the health care provider may can purchase the criteria directly from the source.

(4)               Clinical protocols, as well as other relevant review processes used in a health benefit plan's concurrent review program, shall be established with appropriate involvement from health care provider panels made up consisting of health care providers contracting with the utilization review organization.

(b) Each utilization review organization shall use one or more health care provider consultants, including, as needed and available, one or more specialists who are board-certified and working toward certification in a specialty board approved by the American board of medical specialists or the American board of osteopathy from the major areas of clinical services.

(c) Each utilization review organization shall use one or more peer clinical reviewers who meet the following criteria:

(1)               Have an a firm understanding of clinical practice;

(2)               are familiar with current treatment guidelines;

(3)               are able to access expert clinical opinions when necessary; and

(4)               take into consideration any local specific issues as described by the attending health care provider.

(d)       Each utilization review organization shall provide a formal program for orientation and training of utilization review staff and professional consultants.

(e)       Each utilization review organization shall maintain written documentation of an active quality management program that promotes objective and systematic monitoring and evaluation of utilization review processes and services.

(f)         The Each utilization review organization shall, as part of its quality management program, include a written plan addressing the following:

(1)               Scope and objectives;

(2)               program organization;

(3)               monitoring and oversight mechanisms; and

(4)               evaluation and organizational improvement of clinical review activities.

(g)       The Each utilization review organization shall, as part of its UR quality review program, provide written documentation that verifies the ongoing monitoring for compliance with this regulation, including the following:

(1)               Objectives and approaches utilized in the monitoring and evaluation of clinical review activities, including the systematic evaluation of complaints for patterns or trends;

(2)               the implementation of action plans to improve or correct identified problems; and

(3)               the mechanisms to communicate the results of the action plans to utilization review staff.

(h)        Each utilization review organization shall have a mechanism to ensure that the utilization management process, including the decision making of staff and reviewers, is not influenced by conflicts of interest.  (Authorized by K.S.A. 40-103, 40-22a04, and 40-22a11; implementing K.S.A. 40-22a04 and 40-22a11; effective, T-40-4-26-95, April 26, 1995; effective June 12, 1995; amended June 22, 2001; amended P-__________________.)