Legal Orders

Orders published on this website are designated as precedent and may be used as precedent in any subsequent adjudication.

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2014 Legal Orders
Nov. 26 Seneca Insurance Company
Authority: K.S.A. 77-537
SUMMARY: Monetary penalty - Unfair claim settlement practice.
Nov. 20 Williams, Reid R.
Authority: K.S.A. 40-103; 40-4901; 77-501
SUMMARY: License granted with conditions. - Application for a Kansas resident insurance agent's license.
Nov. 18 Bradford, MIchael A.
Authority: K.S.A. 40-103; 40-4901; 77-501
SUMMARY: Monetary penalty; cease and desist. - False or fraudulent statements or representations.
Nov. 13 Shaw, Stephen M.
Authority: K.S.A. 40-103; 40-4901; 77-501
SUMMARY: License cancelled; cease and desist. - Withdrew funds without authorization.
Nov. 6 AccessCare General, LLC
Authority: K.S.A. 40-222; 77-501
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Oct. 21 Good Health HMO, Inc. d.b.a. Blue-Care
Authority: K.S.A. 40-103; 40-4901; 77-501
SUMMARY: Pay outstanding fees; pay audit costs; pay monetary penalty - Failed to report agent appointments and terminations, pay initial appointment and annual renewal fees when due.
Oct. 13 Kansas Underground Storage Tank Liability Plan
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Oct. 6 Midwest Public Risk of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition report.
Sep. 30 Kansas All-Industry Placement Facility
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Sep. 22 AmTrust Insurance Company of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition report.
Sep. 5 Midwest Rating Service Bureau, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Aug. 29 Healthsmart Benefit Solutions, Inc.
Authority: K.S.A. 40-103; 77-501
SUMMARY: Nonresident insurance agency license issued with conditions. - Application for a Kansas nonresident insurance agency license.
Aug. 12 Coughlin, Robert E. (II)
Authority: K.S.A. 40-4909
SUMMARY: License conditions removed. - Conditions placed on license in previously issued order.
Aug. 5 Adame, Joseph
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - False or fraudulent statements or representations on or relative to an insurance policy.
Aug. 4 Lincoln National Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted; monetary penalty. - Proposed market conduct examination report.
Aug. 4 New York Life Insurance & Annuity Corporation
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted; monetary penalty. - Proposed market conduct examination report.
Aug. 4 Jackson National Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted; monetary penalty. - Proposed market conduct examination report.
Jul. 31 Daray, Ronald J.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Cease and desist; monetary penalty. - Misrepresentation; unfair method of competition.
Jul. 31 Burghart, Laura A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Cease and desist; monetary penalty. - Misrepresentation; unfair method of competition.
Jul. 23 American General Life Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct examination report adopted; monetary penalty. - Market conduct examination reported.
Jul. 23 Teachers Insurance & Annuity Association of America
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct examination report adopted. - Market conduct examination report.
Jul. 23 Allianz Life Insurance Company of North America
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct examination report adopted. - Market conduct examination report.
Jul. 23 Variable Annuity Life Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct examination report adopted; monetary penalty. - Market conduct examination report.
Jul. 22 Megee, Christopher R.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked - Fraudulent or dishonest practices.
Jul. 22 America's Finest Insurance Group, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked - Fraudulent or dishonest practices.
Jul. 22 Diaz, Rodrigo V.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked - Fraudulent or dishonest practices.
Jul. 21 Roberts, Laura
Authority: K.S.A. 40-4909
SUMMARY: Application denied. - Application for a Kansas resident insurance agent's license;felony convictions.
Jul. 16 MutualAid eXchange
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jul. 9 Ober-Watts, Dana
Authority: K.S.A. 40-103; 77-501; 40-4901
SUMMARY: License under probationary status when issued, with limitations. - Dishonest act; demonstrated financial irresponsibility in business.
Jul. 7 Axa Equitable Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted; monetar;y penalty. - Proposed market conduct examination report.
Jul. 7 Metropolitan Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Proposed market conduct examination report.
Jul. 7 MetLife Investors USA Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Proposed market conduct examination report.
Jul. 7 Transamerica Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Proposed market conduct examination report.
Jun. 26 Moon Abstract Company
Authority: K.S.A. 40-4901; 77-537
SUMMARY: Cease and desist. - Unauthorized transaction of the business of insurance.
Jun. 25 American Southern Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jun. 20 Ritchey, Peter J.
Authority: K.S.A. 40-103; 77-501
SUMMARY: Limitations and conditions lifted. - Restrictions placed in previous order dated 3/11/2013.
Jun. 19 American Home Life Insurance Company (The)
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jun. 17 Estrella, Jose A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Misappropriated or converted funds paid as premium; fraudulent and dishonest practices.
Jun. 13 Kansas Health Solutions, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jun. 12 Pruco Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Proposed market conduct examination report.
Jun. 12 Protective Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Proposed market conduct examination report.
Jun. 5 ValueOptions of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
May 30 Fillweber, Brian J.
Authority: K.S.A. 77-531; 77-537
SUMMARY: Previously issued order vacated. - Motion to vacate filed by Respondent.
May 28 Schultz, LeNell M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Untrustworthiness; failure to respond to inquiry.
May 27 Allstate Fire and Casualty Company
Authority: K.S.A. 40-103; 40-2,125
SUMMARY: Monetary penalty - Implementation of a new rate/rule inconsistent with those filed.
May 27 BlueCross BlueShield Kansas Solutions, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
May 5 Riversource Life Insurance Company
Authority: K.S.A. 40-222; 40-2404; 77-542
SUMMARY: Market conduct examination report adopted. - Market conduct examination.
May 5 Security Benefit Life Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct examination report adopted; monetary penalty. - Market conduct examination.
Apr. 28 Flores, Heather D.
Authority: K.S.A. 40-4909
SUMMARY: License granted. - Application for a resident insurance agent's license denied; requested hearing.
Apr. 22 Harold, Ralph E.
Authority: K.S.A. 40-103; 40-4901 et seq
SUMMARY: License surrendered. - Demonstrated untrustworthiness in the conduct of business.
Apr. 22 Tretola, Joseph J.
Authority: K.S.A. 40-103; 40-4901 et seq
SUMMARY: Comply with other states' laws. - Violated insurance laws of another state.
Apr. 22 Firefighters Relief Association
Authority: K.S.A. 40-1706; 77-501 et seq
SUMMARY: Redetermination granted. - Application for redetermination from various associations.
Apr. 21 Krueger, Cynthia A.
Authority: K.S.A. 40-103; 40-4901 et seq
SUMMARY: License surrendered. - Demonstrated untrustworthiness in the conduct of business.
Apr. 15 Jaramillo, Christina M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - False statements; fraudulent, coercive, or dishonest practice.
Apr. 9 Trimble, Ryan D.
Authority: K.S.A. K.S.A. 40-103; 40-4901 et seq
SUMMARY: License surrendered. - Failure to report criminal conviction.
Apr. 9 Hooker, Michael K.
Authority: K.S.A. 40-103; 40-4901 et seq
SUMMARY: License surrendered. - Demonstrated untrustworthiness; failure to respond.
Apr. 7 Benchmark Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Apr. 4 Sheahon, Michael K.
Authority: K.S.A. 40-4909
SUMMARY: Administrative proceeding dismissed; application denied. - Incomplete and misleading information on application for an agent's license.
Apr. 4 Union Fidelity Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Apr. 4 Employers Reassurance Corporation
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Mar. 25 Larson, Anita F.
Authority: K.S.A. 40-103; 77-501
SUMMARY: Probationary license issued. - As officer of former agency, failed to identify and report misconduct of other officers.
Mar. 21 Kansas Health Insurance Association
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report approved. - Proposed financial condition examination report.
Mar. 21 Isley, Larry W.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Demonstrated lack of honesty, competence, and trustworthiness; failure to report conviction; failure to report other state action.
Mar. 14 Travel Air Insurance Company (Kansas
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Acquisition approved. - Proposed acquisition of control by Textron, Inc.
Mar. 14 Travel Air Insurance Company, ltd.
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Acquisition approved. - Proposed acquisition of Control by Textron, Inc.
Mar. 13 Snyder-Anderson, Carrie A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked - Felony conviction; other state action; failure to report.
Feb. 18 Rogers, Michael H. (Jr.)
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Fraudulent insurance acts; dishonest conduct.
Feb. 10 Equitrust Life Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct examination report adopted; monetary penalty. - Proposed market conduct examination report.
Feb. 4 Norwood, Samuel
Authority: K.S.A. 40-4909
SUMMARY: Application denied. - Application for a Kansas resident insurance agent's license.
Jan. 31 Aetna Health Holdings, LLC
Authority: K.S.A. 40-3304; 77-510
SUMMARY: Exemption granted. - Request for exemption from formal filing and approval requirements.
Jan. 28 Day, J. Scott
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Monetary penalty; cease and desist; additional CE. - Unfair and deceptive acts in the business of insurance.
Jan. 28 Caldwell Legal, U.S.A.
Authority: K.S.A. 40-103
SUMMARY: Cancellation of bond approved. - Failure to maintain bond.
Jan. 24 Chastang, Jasmine
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Engaged in a pattern of fraudulent and dishonest practices.
Jan. 24 Jackson, Joshua
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Engaged in a pattern of fraudulent and dishonest practices.
Jan. 24 Bradford, Shaheed
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Involved in a pattern of fraudulent and dishonest practices.
Jan. 22 American Equity Investment Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted; monetary penalty. - Market conduct examination.
Jan. 22 Ohio National Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Market conduct examination.
Jan. 22 Pacific Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Market conduct examination report adopted. - Market conduct examination.
Jan. 15 Bailey, Dennis D.
Authority: K.S.A. 40-4909
SUMMARY: Action dismissed; agent and agency licenses cancelled. - Pending civil and criminal proceedings.
Jan. 15 Legacy Wealth Management, Inc.
Authority: K.S.A. 40-4909
SUMMARY: Action dismissed; agent and agency licenses cancelled. - Pending civil and criminal proceedings.
Jan. 8 Gartner, Scott A.
Authority: K.S.A. 40-4909
SUMMARY: License revoked. - Other professional license revoked; failure to report.
Jan. 7 Heritage Casualty Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.