Legal Orders

Orders published on this website are designated as precedent and may be used as precedent in any subsequent adjudication.

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2010 Legal Orders
Sep. 7 Adam Utz Insurance Agency, Inc.
Authority: K.S.A. 40-4909; 77-520
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing insurance business; dishonest business practices.
Jun. 22 Albers, Steven
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Jun. 22 Alderman, Jeremy N.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Jun. 22 Allen, Leo B.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Dec. 3 Ament, Marcus A.E.
Authority: K.S.A. 40-103; 77-501, et seq.
SUMMARY: License surrendered. - Failure to convert resident license to nonresident after a change of residency.
Feb. 8 American Exchange Life Insurance Company
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Exemption granted. - Application for exemption from filing and approval requirements.
Jun. 25 American Home Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
May 12 American Premier Title, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to maintain bond or irrevocable letter of credit.
Apr. 13 American Professionals Insurance Company
Authority: K.S.A. 40-222; 40-222b; 40-222d; 40-222e
SUMMARY: Previously issued order rescinded. - Rescinding order issued on 9/30/1991 suspending company's authority to transact business in this State.
Jul. 19 AmTrust Insurance Company of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Aug. 11 Antonucci-Ferber, Maria
Authority: K.S.A. 40--4909; 77-537
SUMMARY: License revoked. - No longer licensed and in good standing in home state; failure to report other action.
Dec. 16 Automobile Insurance Company of Hartford, Connecticut, et al. (the Travelers Group)
Authority: K.S.A. 40-222; 77-542
SUMMARY: Monetary penalty. - Failure to comply with requirements of tests or general underwriting and rating standard 1; failure to comply with requirements of tests for specific property and casualty underwriting and rating standard 16.
Jul. 19 Bankers Life & Casualty Company
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to pay claims within 30 days of receipt; failure to notify policyholders of information needed to process the claims.
Jun. 22 Benchmark Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jun. 21 Benedetto, Joe
Authority: K.S.A. 40-2,125; 77-501
SUMMARY: Cease and desist. - Unauthorized transaction of the business of insurance.
Jun. 30 Benedetto, Joseph
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Unauthorized transaction of the business of insurance.
Aug. 11 Berstein, Alys Joy
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - No longer licensed and in good standing in home state; failure to report other state action.
Aug. 27 Cardif Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Dec. 21 Carlson, Angela S.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing insurance business; dishonest practices; demonstrated untrustworthiness.
Oct. 7 Chapman, Ezra L.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; failure to report.
Aug. 9 Clark, Jodi L.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the conduct of business; demonstrated untrustworthiness or financial irresponsibility.
Jun. 22 Cochran, Kenneth
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Jun. 22 Coffin, Joshua B.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Apr. 16 Cohen, Arnold
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Use of respondent's name by unauthorized agent and listed on insurance application as selling broker responsible for the sale.
Aug. 27 Compton, Daniel W.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to convert resident license to non-resident after change of residency; no longer qualifies for license.
Jun. 22 Davis, Michael L.
Authority: K.S.A. 40-2,125, 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Dec. 16 Davis, Susan Kay
Authority: K.S.A. 40-4901; 40-103; 77-501
SUMMARY: 90 license suspension; monetary penalty. - Submitted fictitious applications for insurance in order to obtain advance commissions; dishonest practices; demonstrated untrustworthiness in the conduct of business.
Aug. 11 Delisser, Aamard O.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - No longer licensed and in good standing in home state; failure to report disciplinary action; failure to report other state action.
Jun. 22 Delta Dental of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Mar. 1 Dental Health Care, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Aug. 11 Desruisseaux, Jeannette G.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - No longer licensed and in good standing in home state; failure to report other state action.
Aug. 12 Dierksen, Timothy R.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Fraudulent, coercive, or dishonest practices; demonstrated untrustworthiness or financial irresponsibility in the conduct of business, failure to report judgment.
Jun. 22 Dodge, Randall
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Oct. 19 Dominguez, Oscar G.
Authority: K.S.A. 40-4909; 77-520
SUMMARY: Application denied. - Failure to disclose convictions on application for an insurance agent's license.
Nov. 29 Dorman, Christopher S.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in agency relationship; misrepresented the provisions, terms, and conditions of insurance policies; fraudulent or dishonest practices in the conduct of business; lack of trustworthiness.
Dec. 28 Dorman, Patty
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Fraudulent or dishonest practices in the conduct of business.
Jan. 28 Dupy, Ronald L.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Violation of other state's law after failure to change previous resident license to nonresident after moving.
Aug. 27 Dupy, Ronald L.
Authority: K.S.A. 40-103; 40-4901, et seq.
SUMMARY: Monetary penalty; application granted. - Application for agent's license; denied based on previous violations; request for hearing.
Dec. 15 Eagle Insurance Agency Holdings, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other state action.
Jun. 28 Ellis, Douglas L.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; failure to report.
Oct. 4 Embry, Luther J.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Withheld, misappropriated or converted moneys received in the course of doing business; fraudulent, coercive, or dishonest practices; demonstrated incompetence, untrustworthiness or financial irresponsibility.
Jun. 22 Employers Reassurance Corporation
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Financial condition examination report adopted.
Dec. 1 Financial American Life Insurance Company (f/k/a Cardif Life Insurance Company)
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Application to acquire control approved. - Application by Financial American Holdings Corporation to acquire control.
Jan. 12 Firefighters Relief Associations
Authority: K.S.A. 40-1706; 77-501, et seq.
SUMMARY: Redetermination granted. - Applications of various FRAs for redetermination.
Nov. 23 Firefighters Relief Associations
Authority: K.S.A. 40-1706; 77-501
SUMMARY: Redetermination granted. - Application for redetermination from various associations.
Dec. 21 Flanders, Brian D.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other state action.
Jun. 28 Flowers, Christina M.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Interests of the public are not properly served; failure to respond.
Dec. 3 Frye, Jeffrey J.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Fraudulent, coercive, and dishonest practices; demonstrated untrustworthiness in the conduct of business; failure to pay state income tax owed.
Dec. 21 Fulton, Melody K.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to procure home state license after move.
Jan. 28 Gardea, Lorraine Cara
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Resident state license revoked; failure to report.
Jun. 22 Gill, Robert C.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Jul. 22 Goff, Robert
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Untrustworthiness; financial irresponsibility; failure to respond to proper inquiry.
Dec. 15 Gonzalez, Gabriel
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing insurance business; fraudulent and dishonest practices; demonstrated untrustworthiness in the conduct of business.
Jan. 28 Good, Kate F.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Violation of other state's law after failure to change previous resident license to nonresident after moving.
Jun. 28 Goodwin, Jamie Ramsey
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Demonstrated incompetence, untrustworthiness, or financial irresponsibility in the conduct of business.
Jun. 22 Greninger, Thomas M.
Authority: K.S.A. 40-2,125, 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Oct. 4 H and H Agency, Inc.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License suspended. - Withheld, misappropriated or converted moneys received in the course of doing business; demonstrated incompetence, untrustworthiness or financial irresponsibility.
Jun. 22 Hald, Christian E.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Jun. 22 Hancock, Joshua S.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Jun. 22 Handler, Howard J.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Nov. 3 Hearne, Christa L.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license voluntarily surrendered; failure to report. Failure to maintain good standing in home state.
Oct. 15 Hess, William R. (Jr.)
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - No longer in good standing in home state; failure to report. Other states' actions; failure to report.
Aug. 25 Hicks, Andrew H.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to notify of change of address; failure to report felony conviction; fraudulent or dishonest business practices.
Dec. 15 Horace Mann Insurance Company
Authority: K.S.A. 77-542; 40-955; 40-254; 40-938
SUMMARY: Monetary penalty. - Failure to use approved rates when issuing policies that would have been covered by the filings.
Apr. 5 Howell, John W.
Authority: K.S.A. 40-4909p; 77-501
SUMMARY: License revoked. - Insurable interests of the public not properly served; failure to respond to inquiry.
Nov. 29 Insurance Advisors, Inc.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in agency relationship; misrepresented the provisions, terms, and conditions of insurance policies; fraudulent or dishonest practices in the conduct of business; lack of trustworthiness.
Feb. 8 Jefferson, Jose E.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Resident state license revoked; failure to report to KID.
Mar. 26 Jordan, Julie Ann
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; failure to notify.
Sep. 28 Jowell, Paul B.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Other state action; failure to report.
Apr. 28 Kansas Association of School Boards Workers' Compensation Fund, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Sep. 17 Kansas County Association Multi-Line Pool
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Mar. 12 Kansas Health Insurance Association
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jan. 29 Kansas Livestock Association Risk Management Services, Inc. Workers' Compensation Fund
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report adopted.
Feb. 2 Kansas Municipal Insurance Trust
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jun. 8 Kansas Mutual Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Feb. 2 Kansas Restaurant and Hospitality Association Self Insurance Fund, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Nov. 29 Kansas Truckers Risk Management Group, Inc. Trust
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Dec. 13 Kansas Workers' Risk Cooperative for Counties
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Oct. 7 Karns. Gary L.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license suspended; failure to report.
Sep. 20 Kennedy, Kala R.
Authority: K.S.A. 40-4909; 77-530
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing insurance business; dishonest business practices.
Jun. 22 Klepper, Richard J.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Aug. 27 Koch, Leta F.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License surrendered. - Other state action; failure to report.
Jun. 22 Lang, Christopher J.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Apr. 26 Lauters, Matthew
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in resident state; failure to show proof of other state resident license; failure to respond.
Jun. 22 Leamanczyk, Michael J.
Authority: K.S.A. 40-2,125, 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Feb. 10 Leedom, Brent A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Failure to bind the coverage that was requested and paid for; failure to initially repond to inquiry.
Feb. 8 Liberty Mutual Insurance Company
Authority: K.S.A. 44-5,120; 40-103; 77-501
SUMMARY: Monetary penalty. - Failure to provide timely TTD payments, medical confirmation for prescriptions, medical tests and surgical procedures.
Dec. 3 Liberty Mutual Insurance Company
Authority: K.S.A. 44-5,120; 40-103; 77-501
SUMMARY: Monetary penalty. - Alleged multiple violations of the Work Comp Fraud and Abuse Act.
Dec. 3 Majors, Janay Morgan
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Fraudulent, coercive, or dishonest practices.
Apr. 29 Martinez, Juan C.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Other state action; failure to report.
Sep. 17 Mattingly Ford Title Services, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked; monetary penalty. - Failed to file, in a timely manner, an annual audit pursuant to K.S.A. 2009 Supp. 40-1137.
Dec. 15 McLean, Tracie
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Selling, soliciting or negotiating insurance business without a license; failure to notify of address change.
Oct. 21 McNeely, Lisa Jo
Authority: K.S.A. 40-103; 40-4901, et seq.
SUMMARY: License revoked. - Forged another person's name to a document related to an insurance transaction; fraudulent and dishonest practices; demonstrated untrustworthiness in the conduct of business.
Apr. 26 Mefford, Crystal M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in resident state; failure to show proof of other state resident license; failure to respond.
Jun. 22 Merrill, S. Darlene
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Jun. 22 Michael, Lois M.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Feb. 2 Midwest Public Risk of Kansas, Inc.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report adopted.
Dec. 13 Midwest Rating and Service Bureau, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Sep. 3 Miller, Anna R.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing business; demonstrated untrustworthiness or financial irresponsibility in the conduct of business.
Jul. 12 Miller, Monica A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing business; dishonest practices; untrustworthiness.
Mar. 26 Morales, Amy Brooks
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Insurable interests of the public not properly served; failure to respond to inquiry.
Jul. 14 Mortgage Guaranty Insurance Corporation
Authority: K.S.A. 40-3512; 77-542
SUMMARY: Waiver granted. - Request for a waiver of the risk to capital requirements.
Jul. 12 Muninger, Kregg W.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing insurance business; demonstrated incompetence, untrustworthiness, or financial irresponsibility in the conduct of business.
Dec. 21 Myers, Christopher T.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other state action.
Jun. 21 National Association of Business Leadership, et al.
Authority: K.S.A. 40-2,125; 77-501
SUMMARY: Cease and desist. - Unauthorized and unlicensed transaction of the business of insurance without being property licensed; denial of claims made by residents.
Apr. 29 Norris, John M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; failure to report.
Sep. 17 Northwest Title Agency, Inc.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked; monetary penalty. - Failed to file, in a timely manner, an annual audit pursuant to K.S.A. 2009 Supp. 40-1137.
Jan. 28 Oates, Jessica Lauren
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Violation of other state's law after failure to change previous resident license to nonresident after moving.
Jun. 22 Orr, Leland G.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Jun. 22 Overmyer, Gregory R.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
May 12 Parnell, Ronald P.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Home state license suspension; failure to timely notify.
Jul. 19 Pennington, J. Matthew
Authority: K.S.A. 40-4909; 77-536
SUMMARY: License suspended. - Interests of the insurer or the insurable interests of the public are not properly served; churning; immediate danger to the health and welfare of the public.
Apr. 13 Pennsylvania Casualty Company
Authority: K.S.A. 40-222; 40-222b; 40-222d; 40-222e
SUMMARY: Previously issued order rescinded. - Rescinding order issued on 5/29/02 suspending company's authority to transact business in this State.
Jul. 12 Phan, Lam M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing business; dishonest practices; untrustworthiness.
Jun. 22 Pine, Glenn L.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Mar. 26 Preferred Health Systems Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Dec. 23 Preferred Health Systems Insurance Company
Authority: K.S.A. 40-309; 40-3301; 40-3304
SUMMARY: Merger approved. - Proposed merger with and into Coventry Health and Life Insurance Company.
Mar. 26 Preferred Plus of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Dec. 23 Preferred Plus of Kansas, Inc.
Authority: K.S.A. 40-309; 40-3301, 40-3304
SUMMARY: Merger approved. - Proposed merger with and into Coventry Health Care of Kansas, Inc.
Dec. 29 Preferred Plus of Kansas, Inc.
Authority: K.S.A. 40-3305; 77-542
SUMMARY: Exemption granted. - Request for exemption from requirements of K.S.A. 40-3305 as it applies to the dividend transaction as approved by Board of Directors on 12/22/10.
Jul. 22 Prisco, David
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Fraudulent and dishonest practices; demonstrated untrustworthiness in the conduct of business; failure to respond to proper inquiry.
Oct. 28 Progressive Northwestern Insurance Company
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Form filing language ineffective and replaced. - Failure to revise forms filings to provide for the statutory definition.
Feb. 1 Pyramid Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Dec. 21 Ragland, Tina Marie
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other states' actions.
Jun. 28 Ramsey, Pauline M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Demonstrated incompetence, untrustworthiness, or financial irresponsibility in the conduct of business.
Jun. 22 Ranck, John J.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to K.S.A. 40-246c.
Jan. 20 Real Benefits Association, a/k/a RBA, et al.
Authority: K.S.A. 40-2404; 40-2407
SUMMARY: Cease and desist. - Unauthorized transaction of the business of insurance; deceptive and misleading advertising.
Jul. 19 Republic Mortgage Insurance Company
Authority: K.S.A. 40-3512; 77-542
SUMMARY: Waiver granted. - Request for a waiver of the risk to capital requirements.
Jun. 28 Rexroat-Craigmiles, Melissa
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Non-valid resident license.
Apr. 13 Richardson, Guy E.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Misrepresented the provisions, terms and conditions of a policy or application; untrustworthiness/financial irresponsibility.
Sep. 3 Richardson, Guy E.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Misrepresented the provisions, terms and conditions of an insurance policy; forged consumers' signatures on delivery receipts; fraudulent or dishonest practices in the conduct of business.
Dec. 21 Rivard, James E.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report home state license revocation.
Mar. 1 Roca, Mario
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Solicitation of insurance prior to being licensed.
Oct. 20 Rohleder, Denise M.
Authority: K.S.A. 40-4909; 77-501, et seq.
SUMMARY: License revoked. - Felony conviction.
Aug. 16 Rosenberger, Mary M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Provided incorrect, misleading, incomplete, or untrue information on her license application; failure to disclose criminal convictions.
Nov. 3 Ross, John F.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Felony conviction; failure to notify.
Apr. 29 Roy, Derrick D.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license surrendered; other state action; failure to report.
Jan. 11 Rupert, John R. (III)
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Other sate action; failure to report. Failure to comply with previously issued order.
Jun. 22 Sacks, Kenneth D.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Apr. 29 Santos, John M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; other state action; failure to report.
Aug. 27 Saulnier, Daniel R.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Failure to report other state action; failure to report criminal conviction; failure to respond.
Jan. 20 Schlitter, Gregory Dale
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Alleged lack of action on an annuity caused loss in value.
Dec. 3 Schumacher, Timothy J.
Authority: K.S.A. 40-103; 77-501, et seq.
SUMMARY: Monetary penalty. - Untrustworthiness in the conduct of business.
May 18 Security Benefit Mutual Holding Company
Authority: K.S.A. 40-3301; 40-3304; 40-4001; 40-4003; 40-1-28
SUMMARY: Acquisition approved. - Form A filed seeking approval of the acquisition and control of SBL; demutualization and dissolution plan approved.
Dec. 27 Security Benefit Mutual Holding Company
Authority: K.S.A. K.S.A. 40-3301; 40-3304; 40-4001; 40-4003;
SUMMARY: DOL exemption deadline extension approved. - Request for extension of deadline.
Jun. 22 Shaw, William R.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Vacated 12-20-2011
Sep. 28 Shofner, Stafford W.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Demonstrated incompentence or untrustworthiness in the conduct of business; failure to response to inquiry.
Sep. 20 Sibson, Tamara E.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license lapsed; no longer in good standing.
Nov. 18 Smart, Monica G.
Authority: K.S.A. 40-103; 40-4901, et seq.
SUMMARY: License suspended. - Improperly withheld, misappropriated, or converted money received in the course of doing insurance business; used a fraudulent and dishonest practice; demonstrated untrustworthiness in the conduct of business.
Aug. 18 Steeber, Christa S.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Unfair trade practices.
Aug. 9 Sterling, Dianna Marie-Minks
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Repeated failure to respond to proper inquiries; violation of other state law.
Aug. 18 Thornley, Johnna Kay
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Suspected fraudulent activity regarding disability claim.
Sep. 3 Tierrablanca, Benjamin
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other states' actions.
Sep. 28 Torrence, Terance C.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; other state action; failure to report; failure to report address change.
Nov. 30 Transtar National, Inc.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Issued title policies and conducted business in violation of Kansas law.
Jan. 28 Trotter, Craig R.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Other state action; failure to notify.
Nov. 2 Trustmark Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct report adopted; monetary penalty. - Market conduct examination.
Nov. 2 Trustmark Life Insurance Company
Authority: K.S.A. 40-222' 77-542
SUMMARY: Market conduct report adopted; monetary penalty. - Market conduct examination report.
Sep. 17 Unisource Information Services, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked; monetary penalty. - Failed to file, in a timely manner, an annual audit pursuant to K.S.A. 2009 Supp. 40-1137.
Nov. 29 United Health and Life Corporation
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in agency relationship; misrepresented the provisions, terms, and conditions of insurance policies; fraudulent or dishonest practices in the conduct of business; lack of trustworthiness.
Nov. 10 United Lender Services Corp.
Authority: K.S.A. 40-1139; 40-952; 77-537
SUMMARY: Monetary penalty. - Failure to file a surety bond or irrevocable letter of credit; failure to file rates and audits.
Sep. 7 Utz, Adam
Authority: K.S.A. 40-4909; 77-520
SUMMARY: License revoked. - Improperly withheld, misappropriated, or converted money or property received in the course of doing insurance business; dishonest business practices.
Nov. 15 Valore Title, LLC
Authority: K.S.A. 77-542; 40-1137; 40-4909
SUMMARY: Monetary penalty. - Failed to file, in a timely manner, an annual audit pursuant to K.S.A. 2009 Supp. 40-1137.
Aug. 9 Vogel Insurance Agency (The)
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change of address; failure to identify licensed agent responsibile for compliance; not qualified to be licensed.
Apr. 26 Wallace, Alvin
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in resident state; failure to show proof of other state resident license; failure to respond.
Apr. 26 Wallace, Heather M.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report change in resident state; failure to show proof of other state resident license; failure to respond.
Nov. 24 Wessler, Brad S.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other state action.
Sep. 3 West, Alisha Shantel
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to report other state action.
Jun. 22 Whitenight, Paula J.
Authority: K.S.A. 40-2,125; 77-537
SUMMARY: Monetary penalty. - Failure to file an annual statement pursuant to 40-246c.
Aug. 31 Willis, Eric C.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Demonstrated incompetence, untrustworthiness, or financial irresponsibility in the conduct of business.
Jun. 10 Willis, Tracy A.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Demonstrated incompetence, untrustworthiness, or financial irresponsibility in the conduct of business.
Apr. 29 Winters, Ernest D.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Home state license revoked; failure to report.
Dec. 21 Woods, Frank J.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to procure home state license after move.