Legal Orders

Orders published on this website are designated as precedent and may be used as precedent in any subsequent adjudication.

All orders are in pdf format unless otherwise indicated.
Get Adobe Reader

| All Years | 1999 | 2000 | 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | 2013 | 2014 |

Sort by date (newest first) | Sort by name | Search by keyword:

2008 Legal Orders
May 20 Advance Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Apr. 15 Agency X
Authority: K.S.A. 40-4909; 40-2404; 77-501 et seq.
SUMMARY: Penalty suspended; may continue paying premium; cannot pursue in Court. - Whether Respondent violated the law by renewing a consumer's insurance policy without approval and subsequently filed suit for the customer's failure to pay the premium; appeal of Summary Order.
Oct. 6 Auto Club Family Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct report adopted; monetary penalty - Market conduct examination.
Oct. 6 Automobile Club Inter-Insurance Exchange
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct report adopted; monetary penalty. - Market conduct examination.
Mar. 4 Baconrind, Thomas S.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Censure - Irresponsibility and incompetence in the conduct of business.
Jun. 11 Bailey, Betty A.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Improperly withheld, misappropriated or converted any monies in the course of doing business; used fraudulent, coercive, or dishonest practices, or demonstrated incompetence, untrustworthiness or financial irresponsibility in the conduct of business.
Aug. 26 Balcarres Group, LLC
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Agency license revoked. - Incompetence in the conduct of business; failure to notify KID of other state activity.
Mar. 5 Ball, Troy D.
Authority: K.S.A. 77-547; 40-4909
SUMMARY: Previous revocation sustained. - Final order on agency action sustaining revocation by summary order issued in 2007.
May 7 Balsam, Jordana
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Monetary penalty. - Other state action; failure to notify.
Jan. 24 Baumgartner, Nicholas A.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Submitted applications w/out knowledge of insured for purpose of obtaining a fee, commission or other money; forgery; dishonest business practices; untrustworthiness; fraudulent act(s).
Apr. 23 Beyer, Sally J.
Authority: K.S.A. 30-3909; 77-501
SUMMARY: License revoked. - Home state license revoked; failure to report.
Apr. 28 Blue Cross and Blue Shield of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jul. 10 Borchardt, Joshua
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to respond to proper inquiry; failure to submit letter of clearance.
Mar. 12 Bowman, Omer A. (Jr.)
Authority: K.S.A. 40-4909; 77-520
SUMMARY: Summary Order affirmed; license revoked; costs assessed. - Failure to appear at hearing set in re: Summary Order that was issued revoking agent's license; proposed default.
Sep. 11 Bridges, William Guy
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Application for license denied. - Prior conviction disclosed on application.
Jul. 28 Brooke Corporation
Authority: K.S.A. 40-4401; 77-542; KAR 40-1-28
SUMMARY: Extension to file granted. - Extension requested in order to effect restructuring of insurance company holding system.
Jun. 17 Brown, Robert E.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Misdemeanor conviction; failure to notify.
Jun. 18 Brown, Veneda
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Application for license denied. - Numerous misdemeanor convictions; failure to demonstrate that she is fit to participate in the business of insurance without constituting a risk to consumers or insurers.
Feb. 11 Bruce, Terrel Y.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to notify of other State's action in a timely manner; failure to disclose felony conviction; subsequent action by other State relative to previous undisclosed action.
May 5 Builders' Mutual Casualty Company
Authority: K.S.A. 50-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Mar. 19 Byrne, Patrick J.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty - Other state action; failure to notify within 30 days of action.
Feb. 13 Cavalari, Thomas
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to notify of other States' actions; failure to respond to proper inquiry.
Jan. 18 Certain Firefighters Relief Associations
Authority: K.S.A. 40-1706(c)(6); 77-501
SUMMARY: Redetermination granted. - Request for redetermination made by certain FRA's.
Sep. 18 Clarke, Angela
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Improperly converted/misappropriated monies received in the course of doing business, for personal use.
May 19 Conseco Health Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Multi-state market conduct examination report adopted. - Multi-state market conduct examination conducted by NAIC.
May 19 Conseco Senior Health Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Multi-state market conduct examination report adopted. - Multi-state market conduct examination conducted by NAIC.
Mar. 20 Continental Casualty Company
Authority: K.S.A. 40-2404; 40-2406; 40-2407; 77-542
SUMMARY: Monetary penalty; payment to consumer. - Denial of full payment of claim.
Aug. 21 Continental Western Insurance Company
Authority: K.S.A. 40-103; 77-501; 40-5,120
SUMMARY: Monetary Penalty - Alleged violation of work comp statutes.
Apr. 25 Erickson, Ethan W.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to notify of other state's action.
Jan. 14 Farmers Insurance Exchange
Authority: K.S.A. 40-103; 40-3301, et seq.
SUMMARY: Exemption granted. - Applicant requested an exemption from formal filing requirements.
Dec. 12 Firefighters Relief Associations
Authority: K.S.A. 40-1706(c)(6); 77-501
SUMMARY: Redetermination granted. - Redetermination granted to various associations.
Oct. 17 First Life America Corporation
Authority: K.S.A. 40-3301, et seq.
SUMMARY: Acquisition approved. - Application for acquisition filed by First Trinity Financial Corporation.
Dec. 16 First Life America Corporation
Authority: K.S.A. 40-3301; 77-501
SUMMARY: Extension granted. - Request for extension of time to complete acquisition by First Trinity Financial Corporation until 1/30/09.
Dec. 23 First Life America Corporation
Authority: K.S.A. 40-3301; 40-3304; 77-537; 40-1-28
SUMMARY: Application for acquisition approved. - Application to acquire control filed by First Trinity Financial Corporation with amended Form A statement, to be effected within 60 days.
Jun. 18 First Life American Corporation
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Aug. 18 Fitzhugh, Margaret
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Felony conviction; reported.
Jul. 30 Flaherty, Kevin
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Other state action, failure to notify; failure to respond to proper inquiry; failure to change address.
Jul. 10 Fraley, Jerry A.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Other state action -- revocation, failure to notify.
Apr. 17 Frenkel & Company, Inc.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty - Other state's action; failure to report.
Aug. 13 Golden Rule Insurance Company
Authority: K.S.A. 40-2404; 77-536
SUMMARY: Immediate redress to insured. - Unlawful denial of claim.
Jul. 10 Gonzalez, Rachel
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Unlicensed activity; derogatory statements; fraudulent, coercive or untrue statements.
Mar. 19 Guthrie, Wesley A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Obtained license through misrepresentation or fraud; demonstrated financial irresponsibility; insurable interests of the public not properly served.
May 14 Hall, J. Allan
Authority: K.S.A. 40-4909
SUMMARY: Monetary penalty - Other state's action; failure to report.
Jul. 30 Hatchel, Daneese Marie
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Application for license denied. - Respondent submitted an application for a Kansas resident insurance agent license; convictions not reported.
Sep. 18 Hodgeman County Abstract & Title Insurance Company
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Agency license revoked. - Improperly converted/misappropriated monies received by agent in the course of doing business, for personal use.
Dec. 12 Hoffman, Rick
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Breach of financial responsibility to client; false/fraudulent statements; demonstrated incompetence, and untrustworthiness.
Feb. 28 Homesite Indemnity Company (acquisition by Alleghany Insurance Holdings LLC)
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Acquisition approved. - Application by Alleghany Insurance Holdings LLC to acquire Homesite Indemnity Company.
Oct. 30 Humana Health Plan
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct report adopted; monetary penalty. - Market conduct examination.
Oct. 30 Humana Insurance Company
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct report adopted; monetary penalty. - Market conduct examination.
Mar. 24 I Mortgage Services, LLC
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Monetary penalty. - Other state action; failure to notify within 30 days of action.
Dec. 11 Imperial Casualty and Indemnity Company
Authority: K.S.A. 40-222; 40-222b; 40-222d; 40-222e; 77-501
SUMMARY: Suspension rescinded. - Previously issued Consent Order of 4/14/89 rescinded. Company may commence writing business in the State of Kansas.
Apr. 30 Inslogic Corporation
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Agency license revoked. - Other states' actions; failure to report.
Sep. 18 Irvin, William Hiram (III)
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Application for license denied. - Prior felony conviction disclosed on application.
Mar. 31 Johnson, Kristina P.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Other states' actions not fully reported.
Mar. 4 Jones, Edwin D.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Censure. - Irresponsibility and incompetence in the conduct of business.
Aug. 19 Kansas Bankers Surety Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Dec. 30 Kansas Health Care Providers Insurance Availability Plan
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Mar. 4 Kansas Health Insurance Association
Authority: K.S.A. 40-222; 77-542
SUMMARY: Market conduct review report adopted. - Proposed market conduct review report.
Jun. 23 Kansas Medical Mutual Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Sep. 22 Key Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Mar. 19 Klein, Joseph Scott
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Other state action; failure to notify within 30 days of action.
Jul. 30 Konen, Theresa M.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to respond to proper inquiry; failure to provide address change.
Mar. 4 Lackey, Jeffrey B.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked; cease and desist. - Home state license revoked.
Aug. 18 Lacy, Denise R.
Authority: K.S.A. 40-4909; 77-501 et seq.
SUMMARY: License revoked. - Fraudulent, coercive, or dishonest practice; demonstrating untrustworthiness; making false statements.
Jul. 30 Legeyt, Clayton
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to respond to proper inquiry; failure to provide new resident state letter of certification.
Mar. 19 Levin, Matthew H.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Surrender of license in home state; failure to notify.
Apr. 25 Liefer, Todd J.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty - Other state's action; failure to notify.
Aug. 26 Lindsey, Colin P
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Incompetence in the conduct of business; failure to notify KID of other state activity.
Apr. 18 Losse, Trevor
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License suspended. - Other state action; failure to report.
Aug. 4 Maish, Jimmie D.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Acted as a broker-dealer; fraudulent, coercive practices which led to action by the Kansas Securities Commission; failure to report said action to KID.
Apr. 17 MaximInsurance Services, Inc.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Monetary penalty - Other state's action; failure to report.
Mar. 12 Mayes, William Chad
Authority: K.S.A. 40-103; 77-501
SUMMARY: License voluntarily surrendered; cease and desist. - Fraudulent, coercive, dishonest business practices; untrustworthiness; financial irresponsibility; forgery.
Feb. 13 McLaughlin, Mark W.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to provide certification from new resident state after move.
Apr. 17 McMenamin, James F.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Other state's action; failure to report.
Apr. 17 Mechanic, Steven R.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty - Other states' actions; failure to report.
Jun. 17 Mega Life and Health Insurance Company (The)
Authority: K.S.A. 40-222; 40-2,125
SUMMARY: Monetary penalty. - Market conduct examination.
Sep. 4 Moffitt, Joann M.
Authority: K.S.A. 40-4909; 77-520; 77-537
SUMMARY: License revoked. - Making false statements or representations for the purpose of obtaining a fee, commission, money or other benefit; coercive and dishonest practices; submitting false applications for life insurance.
Feb. 13 Moore, Tisa A.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Failure to notify of other States' actions in a timely manner.
Apr. 30 Morckel, Christopher A.
Authority: K.S.A. 40-4909; 77-520
SUMMARY: Application for license denied. - Initial denial of application; hearing requested and called; failure to appear at hearing.
Apr. 17 Moreau, Heath
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License suspended. - Other state action; failure to notify
Apr. 17 Moreira, Aviena
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License suspended. - Other state's action; failure to report.
Aug. 26 Morgan Ross, LLC
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Agency license revoked. - Incompetence in the conduct of business; failure to notify KID of other state activity.
Apr. 9 MSCP Funds
Authority: K.S.A. 40-3304(e)(1); 40-3304(a)
SUMMARY: Exemption granted. - Application of HCD Investors LP, Morgan Stanley Capital Partners III, LP, and MSCP III 892 Investors (known as MSCP Funds), for exemption from filing requirements in re: Homesite Group.
Mar. 12 National Alliance of Associations; Thomas J. Sullivan; James M. Doyle; Christopher Ashiotes
Authority: K.S.A. 40-2,125; 77-501 et seq.
SUMMARY: Cease and desist transacting business in Kansas. - Unauthorized and unlicensed transaction of the business of insurance in the State of Kansas.
Jul. 11 National Prearranged Services, Inc.
Authority: K.S.A. 40-4909; 77-542
SUMMARY: License revoked. - Borrowed against life insurance policies w/o the consent of Kansas policyowners; did not repay loans borrowed against the policies.
Feb. 13 O'Brien, Jeffrey R.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to notify of other State's action; failure to respond to proper inquiry.
Jun. 3 Pell, Melissa Leeanne
Authority: K.S.A. 40-4909; 77-520
SUMMARY: License suspension ordered in Summary Order affirmed. - Failure to pay monetary penalty assessed in Summary Order; license suspended; requested hearing; failure to appear.
Feb. 13 Pell, Melissa Leeanne
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License suspended. - Other state action; failure to notify.
Apr. 28 Platt, Arthur F.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License suspended. - Failure to notify of other state's action.
Dec. 22 Preferred Health Systems Insurance Company
Authority: K.S.A. 40-3305; 77-542
SUMMARY: Exemption granted. - Request for exemption from requirements of K.S.A. 40-3305 as it applies to the divident transaction as approved by Board of Directors on 12/16/08.
Dec. 22 Preferred Plus of Kansas, Inc.
Authority: K.S.A. 40-3305; 77-542
SUMMARY: Exemption granted. - Request for exemption from requirements of K.S.A. 40-3305 as it applies to the dividend transaction as approved by Board of Directors on 12/16/08.
Apr. 28 Premier Health, Inc. d/b/a Premier Blue
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Sep. 10 Safeco Insurance Company of America
Authority: K.S.A. 40-2,125; 40-3-30
SUMMARY: Monetary penalty. - Failure to respond to proper inquiry.
Nov. 13 Saldivar, Mark
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Misrepresenting the terms, provisions and conditions of an actual or proposed insurance contract; fiscal irresponsibility; inappropriate acts.
Apr. 28 Security Benefit Life Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Jun. 5 Settlement Group, Inc. (The)
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Engaged in a controlled business arrangement; failed to timely file a controlled business report for 2005-2007; failed to submit an audit for years 2005-2007.
Jul. 2 Smith, James C.
Authority: K.S.A. 40-4909; 77-526
SUMMARY: Application for agent license denied. - Respondent submitted an application for a Kansas nonresident insurance agent license.
Jun. 27 Surency Life & Health Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Apr. 23 Tate, Schalisa M.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Other states' actions; failure to report.
Feb. 13 Total Benefit Planning, Inc.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Monetary penalty. - Failure to notify of other State's action; failure to notify.
Apr. 18 Trinity Universal Insurance Company of Kansas, Inc.
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Application to acquire control approved. - Proposed acquisition of control by Amtrust Financial Services, et al.
Nov. 25 United Title Company, LLC
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty. - Engaged in a controlled business arrangement; failed to timely file a controlled business report for 2005 thru 2007.
Apr. 17 VanSchoick, Dee (Jr.)
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Monetary penalty - Other state's action; failure to report in timely manner.
Feb. 28 Vendor Management Services d/b/a/ Inzura Settlement Services
Authority: K.S.A. 40-4909; 77-537
SUMMARY: Agency license suspended for 30 days; monetary penalty. - Engaged in controlled business arrangement.
Feb. 13 Wagner, John V. (Jr.)
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to notify of other State's action; failure to respond to proper inquiry.
May 27 Ward, Hal Russell
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Application for license denied. - Failure to disclose all criminal convictions on application; numerous felony convictions; failure to demonstrate that he is fit to participate in the business of insurance without constituting risk to consumers or insurers.
Mar. 19 Washington, Eddie G.
Authority: K.S.A. 40-4909; 77-537
SUMMARY: License revoked. - Failure to notify of prior revocations by other states.
Jan. 4 Wausau Business Insurance Company
Authority: K.S.A. 40-2,125; 77-542
SUMMARY: Remit oustanding premium tax; monetary penalty. - Failure to pay outstanding premium tax; failure to respond.
Jan. 2 Wausau General Insurance Company
Authority: K.S.A. 40-2,125; 77-542
SUMMARY: Remit outstanding premium tax; monetary penalty. - Failure to pay outstanding premium tax; failure to respond.
Aug. 25 Wedel, Loyal Dean
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Application for agent license denied. - Submitted an application for an agent license; felony conviction; insurable interests of the public not served.
Feb. 11 Werner, Mark R.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License suspended until monetary penalty paid. - Failure to notify of other State's action in a timely manner.
Oct. 17 Zurich American Insurance Company of Illinois
Authority: K.S.A. 40-2,125
SUMMARY: Monetary penalty. - Failure to respond to KID inquiry in timely manner.
Feb. 28 Zurich Insurance Company
Authority: K.S.A. 40-3301; 77-542; 40-1-28
SUMMARY: Extension granted. - Request for an extension to reorganization of Farmers Insurance Company, Inc.